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Sunday, November 22, 2009

Sarbanes-Oxley and Officer's False Statements

Last May the U.S. Court of Appeals for the 11th Circuit affirmed the conviction and ten month sentence of a police officer who was charged under Title 18 USC section 1519 for making a false entry in a police incident report. The significance of the case rests in the officer's argument on appeal as to the applicability of the statute which was passed as part of the Sarbanes-Oxley Act aimed at corporate fraud and corruption. While the court in U.S. v. Hunt, 526 F.3d 739 (11th Cir, 2008) the usefulness of that section of the Sarbanes-Oxley Act in combatting corporate crime the court held the statute had broad applicability. There is no safe haven for a police officer who lies in the course of their duties, especially when that lie is material to an investigation, and this statute provides another tool in a federal prosecutor's arsenal. Section 1519 provides as follows: Whoever knowingly alters, destroys,mutilates, conceals, covers up, falsifies, or makes a false entry in any record, document, or tangible object with the intent to impede, obstruct, or influence, the investigation or proper administration of any matter within the jurisdiction of any department or agency of the United States..., or in relation to or contemplation of any such matter or case, shall be [in violation of this statute.]
The U.S. Supreme Court has stated on numerous occasions that false statements are not to be given sanction under the law. In Nix v. Whiteside, 475 U.S.157 (1986) the Court held that the right to testify did not include the right to commit perjury. Further, in 1998 the Court rejected the due process challenge made by an employee who lied during an internal work related investigation and was disciplined, (LaChance v. Erickson, 522 U.S. 262). The Court said the due process right to notice and an opportunity to be heard provided for in Cleveland Board of Education v. Loudermill, 470 U.S.532 (1985) does not include the right to make false statements.

Sunday, November 15, 2009

U.S. Supreme Court Limits Vehicle Search Incident to Arrest Rule

On April 21st the U.S. Supreme Court issued its ruling in the case of Arizona v. Gant and in doing so sustained the holding of the Arizona Supreme Court. In this case the defendant after being stopped and arrested for driving with a suspended license was handcuffed and placed in the rear of a police vehicle. The police proceeded to search his vehicle and recovered cocaine in a jacket pocket. The U.S. Supreme Court agreed with the Arizona court that Gant was not within a reachable distance of the vehicle from which he could gain a weapon, thereby limiting the Court's prior holding in New York v. Belton, 453 U.S. 454 (1981). Additionally, the Court indicated that its prior holding in Thornton v. United States, 541 U.S. 615 (2004), that search of an arrestee's vehicle is proper if it is reasonable to believe the vehicle contains evidence of crime for which the driver was arrested, is of no help to the Arizona officers. In the Gant case the Court said it was not reasonable for the officer's to believe any evidence of the driving without a license offense would be retrieved from Gant's vehicle.
While this case limits the application of Belton it does not foreclose other lawful means for officers to search vehicles without a warrant, such as upon consent, an inventory, a Terry frisk, or under exigent circumstances. Certainly the legal justification for the search incident to arrest pursuant to Belton remains if the offender is still within reachable distance of the interior of the vehicle and it is reasonable that access to a weapon may be had. If there is reason to believe evidence of the offense resides in the vehicle then Thornton controls.